Semiparametric Inference in a Genetic Mixture Model

• 成果类型: Article
• 署名作者: Li, Pengfei; Liu, Yukun; Qin, Jing
• 署名单位: University of Waterloo; East China Normal University; National Institutes of Health (NIH) - USA; NIH National Institute of Allergy & Infectious Diseases (NIAID)
• 刊物名称: JOURNAL OF THE AMERICAN STATISTICAL ASSOCIATION
• ISSN/ISSBN: 0162-1459
• DOI: 10.1080/01621459.2016.1208614
• 发表日期: 2017
• 页码: 1250-1260
• 关键词: em algorithm; Empirical Likelihood; maximum-likelihood

摘要

In genetic backcross studies, data are often collected from complex mixtures of distributions with known mixing proportions. Previous approaches to the inference of these genetic mixture models involve parameterizing the component distributions. However, model misspecification of any form is expected to have detrimental effects. We propose a semiparametric likelihood method for genetic mixture models: the empirical likelihood under the exponential tilting model assumption, in which the log ratio of the probability (density) functions from the components is linear in the observations. An application to mice cancer genetics involves random numbers of offspring within a litter. In other words, the cluster size is a random variable. We wish to test the null hypothesis that there is no difference between the two components in the mixture model, but unfortunately we find that the Fisher information is degenerate. As a consequence, the conventional two-term expansion in the likelihood ratio statistic does not work. By using a higher-order expansion, we are able to establish a nonstandard convergence rate N-1/4 for the odds ratio parameter estimator (beta) over cap. Moreover, the limiting distribution of the empirical likelihood ratio statistic is derived. The underlying distribution function of each component can also be estimated semiparametrically. Analogously to the full parametric approach, we develop an expectation and maximization algorithm for finding the semiparametric maximum likelihood estimator. Simulation results and a real cancer application indicate that the proposed semiparametric method works much better than parametric methods. Supplementary materials for this article are available online.